Natural recombination in alphaherpesviruses: Insights into viral
evolution through full genome sequencing and sequence analysis
Carlos A Loncoman, Paola K Vaz, Mauricio JC Coppo, Carol A
Hartley, Francisco J Morera, Glenn F Browning, Joanne M Devlin
1. Introduction
Viruses belonging to the order Herpesvirales have a double stranded DNA genome and have been
isolated from a wide variety of host including mammals, birds, reptiles, fish and invertebrates
(Davison, 2010). Three large subfamilies arose within the family Herpesviridae over 80 million
years ago. One of these, the subfamily Alphaherpesvirinae, includes avian and mammalian
alphaherpesvirus lineages (Davison, 2010; McGeoch et al., 1995). The evolution of many viruses in
this subfamily has been attributed, in part, to the process of recombination. The contribution that
recombination makes to the evolution and diversity of alphaherpesviruses is of particular
importance as these viruses have a DNA polymerase with a highly efficient proof-reading activity
and exonuclease activity (Javier et al., 1986; Lee et al., 2012; Thiry et al., 2005), resulting in low
point genetic mutation rates. In herpes simplex virus-1 (HSV-1) the mutation rate is as low as 0.026
to 0.0027 (Drake and Hwang, 2005).
Recombination is the process in which new genetic material (offspring) is generated by shuffling
two different DNA sequences from viruses infecting the same host cell at the same time. High rates
of in vivo intra-species homologous recombination have been demonstrated after experimental coinoculation
of different strains of HSV-1 into mice (Kintner et al., 1995), bovine herpesvirus 1
(BoHV-1) into calves (Schynts et al., 2003), and pseudorabies virus (PRV) into sheep and pigs
(Christensen and Lomniczi, 1993; Henderson et al., 1990). In vitro intra-species co-inoculation
experiments have demonstrated recombination in different alphaherpesviruses strains into cell
cultures, including HSV-1 (Kintner et al., 1995), BoHV-1 (Muylkens et al., 2009), varicella zoster
virus (VZV) (Dohner et al., 1988), feline herpesvirus 1 (FeHV-1) (Fujita et al., 1998) and PRV
(Henderson et al., 1990). In vitro recombination has been detected at a lower rate than in in vivo
experiments, possibly due to the reduced number of viral replication cycles possible in cell cultures.
Therefore, factors that influences the number of viral replication cycles, such as latency/reactivation
and use of vaccines that replicate after vaccination, should be considered as factors that may
increase the likelihood of recombination. Recombination occurs most commonly between different strains of the same virus species (intra-species recombination) but inter-species recombination is
also possible and has been detected in experimental studies between caprine herpesvirus-1 and -2,
and also between BoHV-1 and bovine herpesvirus-5 (BoHV-5) (Meurens et al., 2004). In field
samples inter-species recombination has been detected between equine herpesviruses 1 and 4
(EHV-1 and EHV-4, respectively) (Pagamjav et al., 2005).
Many biological features of alphaherpesviruses, including their infection of epithelial surfaces,
rapid infectious cycle, establishment of latent infection with periodic reactivation and high
prevalence of infection in many host populations, create a favourable environment for co-infection
of host cells, and hence for recombination. The viral, host and cell conditions that influence the
likelihood of recombination in vivo and in vitro under laboratory conditions have been reviewed
previously (Thiry et al., 2005). The molecular basis of alphaherpesvirus recombination has also
been recently reviewed and is hypothesized to be similar to that described for lambda
bacteriophages (Lo Piano et al., 2011; Weller and Sawitzke, 2014).
Early studies of alphaherpesvirus recombination used strain virulence as a marker to detect
recombinants (Wildy, 1955). Analysis of partial genome sequences were then used extensively to
study recombination in several alphaherpesviruses, using tools such as PCR followed by restriction
endonuclease cleavage fragment analysis of PCR products (PCR plus restriction fragment length
polymorphism [PCR-RFLP]), gene deletion mutants, PCR hydrolysis probe assays and
bioinformatic comparisons of partial genome sequences to detect recombination (Bowden et al.,
2004; Christensen and Lomniczi, 1993; Dangler et al., 1993; Dohner et al., 1988; Glazenburg et al.,
1994; Henderson et al., 1990; Javier et al., 1986; Kintner et al., 1995; Muylkens et al., 2009;
Norberg et al., 2004; Sakaoka et al., 1995; Sakaoka et al., 1994; Schynts et al., 2003; Umene and
Sakaoka, 1997). More recently, lower costs, improved technologies and greater access to next
generation sequencing (NGS) techniques (Capobianchi et al., 2013; Pareek et al., 2011), statistical
analysis (Bruen et al., 2006; Posada, 2002) and software to detect and estimate the likelihood of
recombination (Huson and Bryant, 2006; Kosakovsky Pond et al., 2006; Kuhner, 2006; Lole et al., 1999; Martin et al., 2010; Martin et al., 2011; Martin et al., 2015; Pond and Frost, 2005; Wilson
and McVean, 2006) have helped us to better understand recombination, and thereby provide
insights into the role of recombination in the natural evolution of alphaherpesviruses (Burrel et al.,
2015; Hughes and Rivailler, 2007; Kolb et al., 2013; Kolb et al., 2015; Lamers et al., 2015; Lee et
al., 2013; Lee et al., 2012; Newman et al., 2015; Norberg et al., 2015; Norberg et al., 2007;
Norberg et al., 2006; Norberg et al., 2011; Peters et al., 2006; Szpara et al., 2014; Vaz et al., 2016a;
Vaz et al., 2016b; Ye et al., 2016; Zhao et al., 2015).
This review aims to summarise and update our understanding of natural recombination in
alphaherpesviruses and the influence of natural recombination on viral evolution, focusing on the
contributions that full genome sequencing and sequence analysis have made to this field over the
last 10 years. This review covers natural recombination in human alphaherpesviruses, other
mammalian alphaherpesviruses and avian alphaherpesviruses.
2. Natural recombination in human alphaherpesviruses
Herpes simplex virus-1, -2 and VZV are important causes of human disease worldwide. Infection
with HSV-1 is commonly associated with ulcerated oral lesions and HSV-2 with genital lesions,
although both viruses can cause lesions at both anatomical sites (Lowhagen et al., 2002).
Additionally, HSV-1 can cause keratitis and subsequent blindness, along with sporadic encephalitis
(Liesegang, 2001). Infection with VZV causes varicella (chickenpox) and herpes zoster (shingles)
(Zerboni et al., 2014). Evidence of natural recombination has been available since 2004 for HSV-1,
2003 for VZV, and 2007 for HSV-2. These studies have demonstrated that these three human
alphaherpesviruses show differences in recombination (Table 1).
2.1 Herpes simplex virus-1
Early HSV-1 studies in mice demonstrated that a high proportion of recombinant viruses were
generated following co-inoculation, and many of the recombinants had higher levels of virulence than the parental strains (Brandt and Grau, 1990; Kintner et al., 1995). This potential for
recombination to result in increased virulence highlighted the importance of studying HSV-1
recombination in clinical settings. In 2004, Bowden et al., sequenced approximately 4% of the
HSV-1 genome in 14 clinical samples from the UK and Korea, performed phylogenetic network
analyses on the data to estimate recombination, and concluded that recombination plays a major
role in generating diversity within HSV-1 (Bowden et al., 2004). In the same year, Norberg et al.,
sequenced approximately 2.3% of the HSV-1 genome in 28 clinical samples from Sweden, also
detecting recombination (Norberg et al., 2004).
From 2011 onwards, techniques shifted to detection of natural HSV-1 recombination by
bioinformatic analysis of whole genome sequences obtained by NGS, providing a higher level of
accuracy in identifying and characterising these phenomena (Kolb et al., 2011; Kolb et al., 2013;
Norberg et al., 2011; Szpara et al., 2014). In 2011 the genomes of ten clinical and two laboratory
HSV-1 strains isolated in 1972, were sequenced and analysed. Significant recombination was
detected, including recombination events between the HSV-1 field strains F and 17. Additionally,
the full genome sequences of these 12 HSV-1s facilitated classification of HSV-1 into 3 clades: A,
B and C (Norberg et al., 2011). Kolb et al reached similar conclusions about the number of HSV-1
clades (Kolb et al., 2011). In regard to recombination, Kolb et al., (2011) showed that some field
strains (TFT401 and CJ970) were unstable in their phylogenetic classification using the whole
genome sequence and identified cross over points using similarity plots in the UL1, UL11, UL43,
UL49A, US4 and US7 genes. Additionally, they found that some nucleotide sequences that code for
selected proteins resulted in variable phylogenetic groupings depending on the parameters used to
build the phylogenetic trees. They concluded that recombination was likely and that each viral
genome is a unique mosaic (Kolb et al., 2011).
The most recent and comprehensive studies of HSV-1 genetic diversity, recombination and genome
evolution are those that have examined full genome sequences of HSV-1 from four continents. Kolb et al., (2013) examined 31 full genome sequences as well as partial genome sequences obtained
from the NCBI reference database. Szpara et al., (2014) examined whole genome sequences
obtained by NGS of 20 field strains of HSV-1 obtained from China, Japan, Kenya and South Korea
and compared them with the genome sequences available for HSV-1 strains from the United States
(US), Europe and Japan. Both these studies confirmed that recombination in HSV-1 is widespread,
frequent, historical and ongoing (Kolb et al., 2013; Szpara et al., 2014). In addition, these two
studies found that the HSV-1 strains clustered into six groups, rather than the three groups
described previously. The clustering correlated with the geographic origin of the isolates,
highlighting the need to include isolates from different regions in order to comprehensively
examine phylogeny and recombination (Kolb et al., 2013; Szpara et al., 2014).
The high levels of HSV-1 recombination detected in these studies have been hypothesised to be due
to the co-existence of many different HSV-1 strains within the same geographical region (Norberg
et al., 2004; Schmidt-Chanasit et al., 2009) and to the high number of HSV-1 replication cycles that
which may arise from more frequent HSV-1 reactivation from latency, compared to HSV-2 or VZV
(Kaufman et al., 2005; Wang et al., 2010). This suggests that the latency and reactivation
characteristics of alphaherpesviruses are also factors that can influence recombination, with viruses
that establish and re-activate from latency more frequently having a higher likelihood of
recombination.
2.2 Herpes simplex virus-2
The first study to detect recombination in HSV-2 using bioinformatics analyses of partial DNA
sequences from clinical isolates was published by Norberg et al., (2007). Approximately 3.5% of
the genome of 47 clinical isolates of HSV-2 from Norway, Sweden, and Tanzania was examined
and it was found that HSV-2 was clustered into 2 genogroups, rather than the 3 groups seen in
HSV-1 isolates using similar techniques. Isolates from Norway and Sweden were clustered into
only one genogroup. It was hypothesised that the lower level of genetic diversity seen in HSV-2, compared to HSV-1, was directly related to recombination (Norberg et al., 2007). Importantly,
however, these conclusions were based on the analysis of only a limited number of samples, and of
partial genome sequences. Only three genes within the unique short (US) region of the HSV-2
genome were examined (US4, US7 and US8) (Norberg et al., 2007). Studies on HSV-1 had
detected variation in diversity across the whole genome, which can influence recombination
analysis (Szpara et al., 2014). Thus, in order to comprehensively examine recombination in HSV-2,
and also compare recombination between HSV-1 and HSV-2, an analysis of HSV-2 recombination
analyses at the whole genome level was required.
Prior to 2014 there were only two full genome sequences for HSV-2, one published in 1998 (Dolan
et al., 1998), and another one in 2014 (Colgrove et al., 2014). Kolb et al., (2015) determined the
complete genome sequences of an additional six HSV-2 clinical isolates. Bootscan analysis of the
eight complete genome sequences demonstrated that the HSV-2 genomes were mosaics, suggesting
frequent recombination randomly along the genome (Kolb et al., 2015). In a separate study, 34 near
complete genome sequences were determined for HSV-2 isolates from Africa, USA and Japan.
Bootscan and phylogenetic analyses of these sequences suggested that HSV-2 had five major
crossover points and that recombination in HSV-2 did not occur as frequently as in HSV-1
(Newman et al., 2015). Another recent study has reported that a new HSV-2 variant (HSV-2v) from
west and central Africa (mostly from immunocompromised patients infected with human
immunodeficiency virus) differed significantly from the classical HSV-2 prototype and contained a
UL30 gene (encoding DNA polymerase) that clustered closely with the chimpanzee herpesvirus
(ChHV), providing evidence of an inter-species recombination event (Burrel et al., 2015). Herpes
simplex virus 2 and ChHV have genetically similar genomes with 88.3% pairwise identity and
88.3% identical sites between ChHV (Genbank accession number JQ360576) and HSV-2,
(Genbank accession number Z86099) as determined using Multiple Alignment with Fast Fourier
Transformation (MAFFT) version 7 within Geneious V8.0.4 (Katoh and Standley, 2013). A high
level of identity between viruses has been shown to play a role in promoting recombination. This level of identity is similar to what has been described for EHV-1 and -4, another pair of
alphaherpesviruses in which natural inter-species recombination has been detected (Pagamjav et al.,
2005).
2.3 Varicella zoster virus
Varicella zoster virus is the only human alphaherpesvirus for which live attenuated vaccines are in
widespread use. These live attenuated vaccines (Takahashi et al., 1974) contain a heterogeneous
mixture of related VZV haplotypes (Depledge et al., 2014) and are used in several countries
including Japan, Korea, the US, Canada, Australia, Germany, Costa Rica, Uruguay, and Qatar
(Norberg et al., 2015). As VZV recombination has been observed in cell culture (Dohner et al.,
1988) there is potential for natural recombination, including between vaccine and wild type viruses,
to occur (Quinlivan et al., 2009). This has been the focus of a number of studies examining VZV
recombination. VZV recombination has been investigated using partial and full genome sequence
analyses to identify viral groups (clades), and to detect recombination events (Norberg et al., 2015;
Norberg et al., 2006; Norberg et al., 2011; Peters et al., 2006).
Early studies used restriction endonuclease digestion profiles to examine differences between VZV
genomes (Takada et al., 1995). Later, DNA sequencing and bioinformatic analyses were used to
classify, determine similarities and detect recombination events between VZV isolates. Single
nucleotide polymorphism (SNP) analysis (Wagenaar et al., 2003), heteroduplex mobility assays to
locate informative SNPs along the genome (Barrett-Muir et al., 2003) and targeted sequencing of
different regions of the VZV were used to detect and compare SNP patterns (Loparev et al., 2004).
These studies showed that recombination occurs among VZV isolates and also enabled the
classification of VZV isolates into different phylogenetic groups. Loparev et al., (2004) were able
to classify 326 VZV isolates from the six continents into the European (E), Japanese (J) and the
Mosaic (M) groups by sequencing and analysing approximately 0.3% of the full VZV genome
sequence. This study also sequenced and analysed approximately 6.9% of the full VZV genome sequence of 16 isolates. Specifically, the M group was identified as carrying SNP patterns of both
the E and J group, and it was hypothesised that M strains resulted from recombination after mixed
infection (Loparev et al., 2004). A separate study classified isolates into four major clades, with
clade A containing European/North American (Dumas) isolates, clade B Japanese (vaccine-Oka)
isolates, clade C Asian-like isolates sharing some European/North American features, and clade D
containing European/North American-like isolates sharing some features of the Asian strains
(Wagenaar et al., 2003). These classifications provided the first insight into natural recombination
in VZV, but more detailed understanding was later achieved by full genome sequence analyses.
Complete genome sequence analyses were first used to detect natural VZV recombination in 2006
(Norberg et al., 2006; Peters et al., 2006). The two studies reporting these findings had different
foundations but both reached similar conclusions about recombination. One investigated
recombination within the clades C and D (Asian-like and European/North American-like,
respectively) at the full genome level (Peters et al., 2006). This study determined the full genome
sequences of 11 VZV isolates that were considered representative for Canada and the USA, and
compared them to seven other sequences that were publicly available (Peters et al., 2006). They
detected evidence of recombination within a Canadian isolate (VZV-8) within clade C that
contained mixtures of genetic characteristics from clade A (Dumas strain from Europe/North
America) and clade B (pOka strain from Japan). It was hypothesised that this isolate arose as a
result of a recombination event between the vaccine strain vOka from Japan and VZV field strains
from Canada, as the vaccine strain is used in Canada (Peters et al., 2006). However, as the vaccines
contains mixtures of distinct genetic subtypes (Quinlivan et al., 2005; Vassilev, 2005) and the
sequences available at the time in 2006 did not include all the strains within the vaccine, it was not
possible to reach this conclusion definitely (Peters et al., 2006).
The second study (Norberg et al., 2006) determined the full genome sequences of two VZV strains
(DR and 123) that were classified previously into group M (mosaic) by Loparev et al., (2004) and
thus contained genetic features from groups E (European) and J (Japanese). At the whole genome level, the DR and 123 strains were shown to be well separated from each other and from groups E
and J. Thus, group M was further divided into M1, represented by the 123 strain, and M2,
represented by the DR strain. Bootscan analysis suggested that that the DR and 123 strains contain
putative recombination dependent sites. Specifically, some genomic regions clustered with pOka,
while other regions of the VZV genome clustered with the European strains (Norberg et al., 2006).
Subsequent phylogenetic network analysis revealed that the SVETA strain, which is a Russian
isolate and was thought to belong to clade 1 (European clade), had been involved in an intra-clade
recombination event (Norberg et al., 2011), and significant intra-clade recombination events were
found among other VZV isolates (Zell et al., 2012).
After intra-clade recombination was observed, it was hypothesised that an increase in the number of
full genome sequences available for analysis would reveal a greater number of recombinants.
Additionally, it was hypothesised that human migration, along with widespread distribution of the
attenuated VZV vaccine strains (Takahashi et al., 1974), may contribute to an apparent
disappearance of VZV clades as recombination events would result in isolates becoming genomic
mosaics similar to HSV-1 (Norberg et al., 2004; Sauerbrei and Wutzler, 2007; Sauerbrei et al.,
2008). However, recent studies that have included several isolates from different continents have
shown that the only clade to consistently display a relatively high level of recombination is the
clade that contains the pOka and vOka vaccine strains (Norberg et al., 2015). Detection of
recombination in the other clades appears to be dependent on the analytical method used to detect
evidence of recombination (Norberg et al., 2015).
The relatively low rate of recombination in VZV compared to HSV-1 may be due to the distinct
biology and epidemiology of VZV (Kaufman et al., 2005; Schmidt-Chanasit et al., 2009; Wang et
al., 2010) as well as geographical separations of strains (Norberg et al., 2004; Schmidt-Chanasit et
al., 2009). However, ongoing monitoring of recombination in field isolates of VZV is needed, as
recombination between attenuated viruses such as vaccine strains has been detected, to create
recombinant virulent progeny in other alphaherpesviruses (Lee et al., 2012), as well as in several other virus families (Becher et al., 2001; Camus-Bouclainville et al., 2011; Chong et al., 2010;
Cuervo et al., 2001; Dahourou et al., 2002; Holmes et al., 1999; Liu et al., 2003; Norberg et al.,
2013; Seligman and Gould, 2004; Wenhui et al., 2012).
3. Natural recombination in other mammalian herpesviruses
Over the past ten years natural recombination has been assessed in alphaherpesviruses from five
non-human mammalian hosts; EHV-1, EHV-4, EHV-9, FeHV-1 and PRV (Greenwood et al., 2012;
Pagamjav et al., 2005; Vaz et al., 2016a; Vaz et al., 2016b; Ye et al., 2016) (Table 2). This
represents only a small proportion of the alphaherpesviruses of importance in veterinary medicine.
There have been, however, other efforts to better understand recombination in a wider range of
mammalian alphaherpesviruses using experimental in vitro and in vivo studies, including BoHV-1,
BoHV-5 (Meurens et al., 2004; Muylkens et al., 2009; Schynts et al., 2003), PRV (Christensen and
Lomniczi, 1993; Henderson et al., 1990) and FeHV-1 (Fujita et al., 1998). Live attenuated vaccines
are used extensively in veterinary medicine and there is clear evidence that attenuated live vaccines
can naturally recombine to generate more virulent and dominant progeny (Lee et al., 2012).
Therefore, the study of natural recombination in vaccinated and unvaccinated animals is of
importance in improving animal health and disease control in the field of veterinary medicine.
3.1 Equine alphaherpesviruses
Equine herpesviruses 1 and 4 cause significant losses in horse industries worldwide (Allen et al.,
2004). Equine herpesvirus-1 and 4 are genetically similar (Telford et al., 1998), but they differ
significantly in terms of their pathogenesis and epidemiology (Allen et al., 2004; Patel and Heldens,
2005). Infection with EHV-1 causes respiratory disease in young horses, myeloencephalitis in older
horses, abortion in mares and systemic perinatal disease (Allen et al., 2004; Patel and Heldens,
2005). Infection with EHV-4 also causes upper respiratory tract infection, but EHV-4 infection
rarely induces systemic disease or abortions in mares, probably because of its limited capacity to infect mononuclear cells, and therefore produce viraemia (Patel and Heldens, 2005;
Vandekerckhove et al., 2011). The differences in the epidemiology of EHV-1 and EHV-4 have
been well described (Allen et al., 2004; Patel and Heldens, 2005). One key epidemiological
difference between these viruses is the substantially lower prevalence of infection with EHV-1
compared to that seen for EHV-4 (Gilkerson et al., 1999).
Natural recombination in EHV was first reported by Pagamjav et al., (2005). The field isolate
EHV-1 B was shown to have arisen as a result of an inter-species recombination event between
EHV-1 and EHV-4, and then spread among horse populations to become a dominant strain
(Pagamjav et al., 2005). The recombination event described by Pagamjav et al., (2012) was the first
evidence of natural inter-species recombination involving EHV-1. In 2012 another natural
recombination event involving EHV-1 and equid herpesvirus 9 (EHV-9) was detected in a zoo in
Germany by Greenwood et al., (2012) following analysis of the sequence of six virus genes using a
distance based method within the Recombination Analysis Tool 1.0 (RAT v1.0). Interestingly, the
recombinant was isolated from a polar bear with fatal encephalitis, even though neither EHV-1 nor
EHV-9 naturally infect polar bears (Greenwood et al., 2012). More recent work has suggested that
the recombination event involving these two viruses most likely occurred in zebras and was then
transmitted to the polar bear (Abdelgawad et al., 2016). This recombination event has some
similarities to the one detected between the HSV-2 and ChHV (Burrel et al., 2015), as both reports
shown recombination within the UL30 gene (Burrel et al., 2015; Greenwood et al., 2012). The
significance of the UL30 gene as a site of recombination, and potentially as an influence on the host
range of the resultant recombinant viruses, warrants investigation in future studies.
The high level of genetic similarity between EHV-1 and EHV-9, and also between EHV-1 and
EHV-4 (Telford et al., 1992; Telford et al., 1998) are likely to have facilitated these inter-species
recombination events (Pagamjav et al., 2005). Alignment of EHV-1 genome sequences (Genbank
accession numbers: AY464052, KF644566, KF644567, KF644568, KF644570, KF644572,
KF644576, KF644577, KF644578, KF644579, KT324724, KT324725, KT324726, KT324727,
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KT324728, KT324729, KT324729, KT324730, KT324731, KT324732, KT324733, KT324734,
NC_001491) and EHV-4 partial and full genome sequences (Genbank accession numbers:
KT324735, KT324736, KT324737, KT324738, KT324739, KT324740, KT324741, KT324742,
KT324743, KT324744, KT324745, KT324746, KT324747, KT324748, NC_001844) showed there
was 86.6% pairwise identity and 70.6% identical sites between EHV-1 and EHV-4. Alignments
between whole genome sequences of EHV-1 (Genbank accession numbers listed above) and EHV-
9 (Genbank accession number: NC_011644) showed 98% pairwaise identity and 87.9% identical
sites. Both alignments were done by using MAFFT version 7 within Geneious V8.0.4 (Katoh and
Standley, 2013).
Recently, our laboratory has determined the complete genomic sequences of 11 EHV-1 and 14
EHV-4 isolates from Australia and New Zealand (Vaz et al., 2016a). Phylogenetic analysis of
EHV-4 isolates revealed evidence of widespread recombination. In contrast, analyses of the 11
EHV-1 isolates from Australia and New Zealand, along with another 13 international EHV-1
isolates, detected limited or no evidence of recombination, depending on the method of analysis
used. Pathogenesis and epidemiology can influence recombination as both these factors have an
impact on the ability of viral infections to overlap in space (i.e. the same cell) and time (Thiry et al.,
2005). Other factors that promote alphaherpesviruses recombination include similar high loads of
each co-infecting virus, similar levels of virulence and invasiveness, and similar tissue distributions
of the co-infecting viruses (Thiry et al., 2005). EHV-1 and EHV-4 infections of the respiratory tract
of horses result in similar viral titres, replication kinetics and durations of virus infection (Allen et
al., 2004). A key difference between the pathogenesis of the two viruses lies in the ability of EHV-1
to efficiently penetrate the basement membrane of the respiratory mucosa (Vandekerckhove et al.,
2011) and disseminate to other sites, including the vascular endothelium of the placenta and central
nervous system, via a leukocyte-associated viraemia (Gryspeerdt et al., 2010). This involves
additional episodes of viral amplification compared to EHV-4, which would seemingly increase the
opportunities for recombination in EHV-1 if all other factors were constant. However, the much higher frequency of natural recombination in EHV-4 compared to EHV-1 suggests that other
factors, such as a lower prevalence of infection with EHV-1, may reduce opportunities for coinfection
and may have a greater impact on natural recombination (Vaz et al., 2016a). It is
interesting to note that, similar to the situation with HSV-1 and HSV-2, less recombination is
evident in the less genetically diverse EHV-1, compared to the more genetically diverse EHV-4, but
the relationship between the level of recombination and the level of genetic diversity requires
further investigation.
3.2 Pseudorabies virus
Pseudorabies virus is the aetiological agent of Aujeszky’s disease in pigs and causes economic loss
in the pig industry. Although PRV has been the target of eradication programs in some countries, it
remains endemic in some regions including Asia, west/east Europe and South America. Pigs
infected with PRV display a range of clinical signs, depending of the age of the affected animal,
including neurological, respiratory and reproductive disease. Pseudorabies virus can also infect and
cause disease in a wide variety of other hosts (Mettenleiter, 2008), including dogs, cats, cattle and
small ruminants.
A live attenuated vaccine, Bartha-K61, has been used to control disease due to PRV infection in
many countries, including China. Despite vaccination programs, disease outbreaks caused by new
PRV variants have been reported in China since 2011 (Luo et al., 2014). The first study using
whole genome sequence analysis to detect natural recombination in PRV has been published
recently (Ye et al., 2016). This study has shown that a historical Chinese PRV strain (SC) isolated
during the 1980s is a recombinant derived from an endemic Chinese PRV strain and a Bartha-like
strain (Ye et al., 2016). Experimental studies have shown that Bartha-K61 can induce protection
against the SC strain but not against the new variants (Luo et al., 2014). The SC strain has genomic
regions similar to the Bartha strain, so it has been hypothesised that these similar regions may
account for the capacity of the Bartha strain vaccine to protect against the SC strain, but not the new variants, and that this difference in protective immunity may have permitted the new variants to
circulate in pig herds and cause disease (Ye et al., 2016)
3.3 Feline herpesvirus-1
Recombination between FeHV-1 isolates has been demonstrated in vitro (Fujita et al., 1998), but
only one study has investigated natural recombination in FeHV-1 using NGS (Vaz et al., 2016b).
Feline herpesvirus-1 is the aetiological agent of feline viral rhinotracheitis and also a common cause
of ocular lesions in cats (Maes, 2012). Inactivated and attenuated vaccines are used widely, but do
not prevent infection (Jas et al., 2009). Previous studies using techniques such as restriction
endonuclease digestion of the genome, and analysis of partial genomic sequences suggested low
levels of diversity among several isolates (Maeda et al., 1995). Comparison of the whole genomes
of 24 historical and contemporary FHV-1 clinical isolates and 2 US-origin commercial vaccine
viruses in use worldwide confirmed that FeHV-1 isolates are highly homogeneous and has revealed
no evidence of recombination (Vaz et al., 2016b). This is the first alphaherpesvirus in which
recombination has been shown to occur under experimental (in vitro) conditions, but not under
natural in vivo conditions. Low rates of FeHV-1 recombination in vivo have been hypothesised
previously, as FeHV-1 is more homogeneous than other alphaherpesviruses (Fujita et al., 1998), but
analyses of a larger number of FeHV-1 clinical isolates, from more diverse geographical regions are
required in order to fully assess recombination during natural FeHV-1 infection.
4. Natural recombination in avian alphaherpesviruses
Natural recombination has been described in infectious laryngotracheitis virus (ILTV) and Marek’s
disease virus type 1 (MDV-1, also called Gallid herpesvirus-2, GaHV-2) (Hughes and Rivailler,
2007; Lee et al., 2013; Lee et al., 2012) (Table 3). Marek’s disease virus induces T cell lymphomas
in susceptible birds (Morrow and Fehler, 2004), while ILTV causes upper respiratory tract disease in chickens (Garcia et al., 2013). Both diseases are highly contagious and cause economic losses in
poultry industries worldwide. Live attenuated vaccines are widely used to help control both these
diseases.
4.1 Marek’s disease virus
Four complete GaHV-2 genome sequences (CVI988, GA, Md5 and Md11) were compared in 2007
and genes with unusually high degrees of synonymous divergence were identified, suggesting the
past homologous recombination events (Hughes and Rivailler, 2007). This study identified three
clusters of orthologous genes based on their patterns of synonymous substitutions in order to use
them for further recombination analysis (Hughes and Rivailler, 2007). Eight loci within the four
GaHV-2 genomic sequences were highly homogenous, suggesting homologous recombination
between the vaccine strain CVI988, the highly virulent field strain (Md5) and the virulent Md11
strain. Additionally, phylogenetic analyses of the GA, Md5 and Md11 strains found that the virulent
GA strain generally clustered separately from the highly virulent Md5 and Md11 strains, but further
analyses of the UL 49.5 and RL ORF12 genes detected a high level of homogeneity between the
GA, Md5 and Md11 strains, suggesting that recombination had resulted in the transfer of virulence
factors between these strains. The approach used in this study to detect recombination differed from
those used for other alphaherpesviruses, such as HSV-1, HSV2, VZV, EHV-1, EHV-4, FeHV-1 and
ILTV (Bowden et al., 2004; Hughes and Rivailler, 2007; Kolb et al., 2013; Kolb et al., 2015; Lee et
al., 2013; Lee et al., 2012; Norberg et al., 2015; Norberg et al., 2007; Norberg et al., 2006; Norberg
et al., 2011; Peters et al., 2006; Szpara et al., 2014; Vaz et al., 2016a; Vaz et al., 2016b). Instead,
the method used was extrapolated from those used to detect sites of homologous recombination
within bacterial genomes. This approach examines the synonymous substitution distribution
patterns among orthologous protein coding genes, with higher synonymous substitutions per site
providing evidence of recombination (Hughes and Langley, 2007). Analyses of GaHV-2 genome sequences for evidence of recombination, using methods similar to
those used for other alphaherpesviruses, would help to further explore these findings. To this end,
we examined the 15 GaHV-2 genome sequences publicly available at NCBI database (Table 4) for
recombination using the SplitsTree 4 software and RDP4 software packages, as detailed previously
(Vaz et al., 2016a; Vaz et al., 2016b). These analyses revealed evidence of recombination within
the unique short region of the GaHV-2 genome using the SplitsTree 4 software (Figure 1C) (Huson
and Bryant, 2006) and in all regions of the GaHV-2 genome using RDP4 software (Table 5).
Together these results provide evidence of recombination in GaHV-2 but further study into the
importance of recombination for GaHV-2 evolution and genome diversification is warranted,
including examination of a larger number of GaHV-2 field isolates.
4.2 Infectious laryngotracheitis virus
Natural recombination in ILTV was first described by our laboratory in the context of attenuated
vaccine use in Australia (Lee et al., 2012). This study provided clear evidence of natural
recombination in ILTV, and also demonstrated safety concerns associated with the use of live
attenuated alphaherpesvirus vaccines, a risk that had previously only been hypothesised. Prior to the
detection of ILTV recombinants, two new genotypes of ILTV were shown to be dominant in
Australia. These new genotypes, named as class 8 and 9 ILTV, had similar PCR-RFLP patterns, and
clustered close to the Class 7 genotype (which includes the Serva vaccine strain) (Blacker et al.,
2011). These studies, together with similar findings around the world led to the hypothesis that live
attenuated ILTV vaccines could displace wild type strains and cause outbreaks of disease (Garcia
and Riblet, 2001; Graham et al., 2000). However, the subsequent whole genome sequencing studies
showed that natural recombination between the vaccine strains in use in Australia was responsible
for the rise of the virulent Class 8 and 9 ILTV strains (Lee et al., 2012). These conclusions were
supported by the use of the BootScan algorithm within the SimPlot program, which revealed the
locations of breakpoints for intra-species recombination events involving the Serva and Australian origin SA2 and A20 vaccine strains (Lee et al., 2012). These findings echoed earlier studies that
showed that recombination between two attenuated HSV-1 strains could generate more virulent
strains in a mouse model of infection (Javier et al., 1986).
In order to further investigate natural recombination in ILTV, full genome sequence data of other
Australian ILTV isolates, along with full genome sequences of isolates from the US, were
compared. The analyses revealed extensive recombination networks between ILTV isolates from
both Australia and the US, and also uncovered new phylogenetic relationships between isolates
(Lee et al., 2013). The importance of recombination in the biology and epidemiology of ILTV was
then demonstrated further in 2016 in a study showing that a new virulent genotype of ILTV (Class
10 ILTV) had emerged in Australian poultry flocks as a result of recombination and had become
dominant in some geographical areas (Agnew-Crumpton et al., 2016). These studies that have
detected and characterised natural recombination in ILTV have provided new insights into the
epidemiology of the disease caused by this virus and have explained the continuing occurrence of
disease outbreaks associated with novel viral genotypes in Australia.
5 Conclusions
Alphaherpesviruses have been shown to display a high rate of recombination in vitro and in vivo
under experimental conditions. However, under natural conditions, detection of recombination
varies from limited or absent, in FeHV-1 and EHV-1 (Vaz et al., 2016a; Vaz et al., 2016b) to
widespread, in HSV-1, EHV-4 and ILTV (Kolb et al., 2015; Lee et al., 2013; Lee et al., 2012;
Szpara et al., 2014; Vaz et al., 2016a). These findings suggest that the contribution that
recombination makes to genomic diversification and evolution in alphaherpesviruses varies across
the different virus species. This highlights the importance of complementing studies that examine
recombination in experimental settings with studies that look into recombination in field isolates
from naturally infected hosts. The most comprehensive studies in this area have included analyses of a large number of historical and contemporary whole genome sequences of field isolates from
diverse geographical regions.
Most studies of natural alphaherpesvirus recombination have focused on human alphaherpesviruses.
However, attenuated herpesvirus vaccines are used in both human medicine (against VZV) and
veterinary medicine. Their use is particularly widespread in livestock species, poultry and pets.
Recombination involving vaccine strains has been described in VZV, MDV (GaHV-2), ILTV
(GaHV-1) and PRV, but the recombination events in these virus species have differed in their
nature and consequences. In ILTV, two vaccine strains recombined to produce a virulent
recombinant that became a dominant field strain (Lee et al., 2012). In PRV, recombination occurred
between a vaccine strain and a field strain, potentially contributing to vaccine-induced selection and
protection of another, genetically less similar, field strain (Ye et al., 2016). These studies provide
examples of how vaccines and recombination can have an impact on viral evolution and alter the
selection pressure on a viral population to result in greater dissemination of more pathogenic
viruses. As live attenuated vaccines are favoured in veterinary medicine, their impact on viral
ecology and evolution should be evaluated and monitored at a population level. Targeted
monitoring of recombination after the introduction of new vaccine strains would be helpful for
detecting the rise of new, potentially more virulent strains. Consideration of recombination risks in
the assessment of vaccine safety during the process of registration could also be advantageous.
Currently, natural recombination has not been assessed in BoHV-1 or herpesvirus of turkeys (HVT)
but live vaccines using these viruses are in widespread use in the cattle and poultry industries,
respectively, with the latter being used as vaccine vector to express exogenous proteins from other
avian pathogens (Kapczynski et al., 2015; Li et al., 2011; Roh et al., 2016). Examining natural
recombination in these two viruses should be included in future research in order to determine
potential risks to animal health.
Over the last 10 years the development of new more sophisticated and accessible NGS techniques,
along with advances in computational and statistical analysis, has dramatically enhanced the study of natural recombination in alphaherpesviruses. Detection of recombination using more than one
approach is recommended and can now be achieved using a number of different bioinformatic
analysis software. Commonly used programs include the Recombination Detection Program (RDP),
SplitsTree software, the Genetic Algorithm Recombination Detection (GARD) program and
SimPlot software. The latest version of RDP (RDP4) was made available in 2015 (Martin et al.,
2015) and includes nine non-parametric recombination detection methods (Martin et al., 2010).
SplitTree software uses phylogenetic and reticulate networks, in addition to the pairwise homology
test (PHI test), to search for the presence of recombination in a given set of aligned sequences
(Huson and Bryant, 2006). The GARD program searches for evidence of segment-specific
phylogenies. GARD is a likelihood-based model selection procedure that searches multiple
sequence alignments for evidence of recombination breakpoints and identifies putative recombinant
sequences (Kosakovsky Pond et al., 2006). SimPlot allows the analysis of sequence alignments, and
searches for breakpoint locations. This program ignores sites containing gaps, and produces a
similarity plot identifying the sequence position and the similarity value at each point in the
sequence (Lole et al., 1999). The application of more than one method is desirable to increase the
robustness and consistency of the results, since a true recombination event should be independent of
the method of analysis.
Sequence quality is also crucial to the accurate detection of recombination events in full genome
sequences. Consideration of a measurement of quality such as Phred score and avoiding low
sequence quality and parental sequence uncertainty is strongly recommended, since detection of
breakpoint locations, and thus recombination, may be unreliable in low quality sequences (Posada,
2002; Posada and Crandall, 2001). Inclusion of detailed information describing the methods used in
recombination analyses is also desirable, specifically in regard to the preparation of the sequences
that are used for recombination analysis such as the trimming of short sequence repeats (SSR),
tandem repeat regions (TRR), and terminal repeated regions (TR). It is recommended to remove
these sequences from analyses as they can bias recombination analysis (Dutch et al., 1995; Lee et al., 2015; Newman et al., 2015; Vaz et al., 2016a). Finally, studies focused on natural herpesvirus
recombination should aim to include high quality information about the samples and virus isolates
so that the results from recombination analyses can be considered in the context of relevant clinical
and epidemiological information. Pairing recombination analyses with an understanding of the
epidemiology and pathogenesis of the viruses offers the greatest potential to understand the
importance of recombination and the role that it may be playing in virus evolution. Indeed, some of
the most important findings relating to recombination and the involvement of attenuated vaccines
have come from studies that have integrated recombination, epidemiological and viral pathogenesis.
Maintaining such a focus in future studies will be important for achieving a comprehensive
understanding of alphaherpesvirus recombination.
This review has highlighted the significance of natural recombination in many viruses of
importance to human and veterinary medicine and has demonstrated the power of using full genome
sequencing and sequence analysis to examine natural herpesvirus recombination. It is likely that
continued advances in technology and methodologies, further reductions in the cost of NGS
techniques and improved bioinformatics tools to assess recombination will enable further
developments in the field of recombination, in particular by facilitating the affordable examination
of increasing numbers of clinical isolates from diverse widespread geographical regions.
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